Barb Godin Nix to oversee corporate governance framework supporting Regions services for customers and communities. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Prior to joining Regions in 2018, Misra was the Chief Data Science Officer for CenturyLink, leading a geographically distributed team focused on solving big data problems for customers using machine learning/AI & statistical techniques. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. Before joining Regions, Turner was named president of Whitney National Bank and Whitney Holding Corporation in 2008 and was elected to the bank and holding company boards of directors. Treasurer. Regions Bank Names Abbas Merchant as Chief Marketing Officer as Michele She reports to the Chief Risk Officer, and is responsible for the overall direction of the banks risk management with a particular focus on credit risk. Regions provides links to other websites merely and strictly for your convenience. Innovation. Experience. Leadership. Regions Bank Names Dan - Yahoo! Turner is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. Herron earned a bachelors degree from Samford University in Birmingham, Ala., and a masters degree in Finance from DePaul University in Chicago, Illinois. Chief Human Resources Officer. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. Executive Vice President Prior to assuming his current role Cheatham served as Commercial Banking Executive for the North Central Alabama Area. . Browse 78 TEMPE, AZ CODE COMPLIANCE OFFICER job ($37K-$77K) listings hiring now from companies with openings. He also served as the Director of Channel Development for BBVA Compass in the United States with leadership responsibilities for digital, contact center and ATM channels in the Retail Bank. Advisory Services are offered through Cetera Investment Advisers LLC. 81,000+ Chief Officer Jobs in United States (3,673 new) President and Chief Executive Officer The Bay Park Conservancy, Inc. Sarasota, FL 2 weeks ago Chief Operating Officer Hub. Nix to oversee corporate governance framework supporting Regions services for customers and communities. Andrews experience and insights will help us build on these accomplishments. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title. was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. In this role, he leads Liquidity and Capital Planning, Investment Management, Asset & Liability Management, Enterprise Model Development and the CCAR process. Horton organized and headed the banks Business Loan, Consumer Loan and Direct Loan Centers along with the Home Equity Lending group. Regions Investment Solutions is a marketing name of Cetera Investment Services. The Chief Compliance Officer (CCO) shall be a member of the 'new product' committee/s. In addition, he helped large banks build out their big data and data science roadmaps. David J. Turner, Jr. Bill Ritter serves as Head of the Wealth Management group at Regions. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop actionable risk guidance. Maynard Cooper & Gale Shareholder Andrew Nix will join Regions Bank in March as chief governance officer. Western Union and Regions Bank Renew Agreement for Global Money Transfer and Payment Services, Regions Bank Earns Top Marks for Customer Satisfaction in Florida from J.D. Deputy Chief Compliance Officer - Retail Broker-Dealer Internet Explorer presents a security risk. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission.. Matt Lusco is Chief Risk Officer and oversees Regions risk management functions at Regions, including enterprise risk, compliance risk, operational risk, credit risk, market risk, and regulatory affairs. Raber currently is a Board member for the International Association of Credit Portfolio Managers (IACPM). Brett D. Couch and Average salary for Santander Chief Compliance Officer in Braunton: 45,828. Senior Executive Vice President Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Before joining Regions in 2022, Massey spent almost 30 years at Truist Bank and its predecessor companies, including SunTrust Bank, primarily in roles focused on technology, operations, and transformation. He was also head of Commercial Middle Market and Treasury Management Sales. Senior Executive Vice President Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. He joined Assurant as senior vice president of Information Technology. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. John Turner is president and chief executive officer of Regions Financial Corporation. He also was Chief Knowledge Officer/Chief Science Officer for Cognilytics, Inc., a company he co-founded that was subsequently acquired by CenturyLink. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Jeremy King | He is a member of the banks Executive Leadership Team. Plimpton was recognized earlier this year by the Birmingham Business Journal as a 2022 Leader in Diversity. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Executive Vice President Keith Herron is Head of Corporate Responsibility and Community Engagement for Regions. Chief Financial Officer. She is also responsible for managing the companys relationships with credit rating agencies. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. 81,000+ Chief Officer Jobs in United States (3,673 new) - LinkedIn Previously she served as Regions' senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Fournier J. Couch also plays a key leadership role in the management of Regions Service Providers (Third Party Providers). She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. The Chief Compliance Officer | Deloitte US Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. Before his experience in the private sector, Keenan received a regular army commission in 1989 as an Ordinance Officer in the U. S. Army. Chief Operating Officer. Responsibilities included product innovation, sales, service, user experience, design, channel operations and payments. Program Strategy, Planning & Governance is responsible for oversight of the Compliance Program strategy and execution, Compliance regulatory deliverables, as well as . He has held various leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region. Lead one or more second line compliance oversight teams to implement and direct an effective compliance risk management program that sets forth the framework and strategy through which the. Their job description entails monitoring and analyzing risk areas in a bank's operation to ensure observance of state or federal laws. He began his career in the Jackson, Mississippi office of Arthur Andersen in 1979. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Mehlman received her bachelors degree from Cornell University. Scott Peters serves as Chief Transformation Officer and is a member of the companys Executive Leadership Team. Chief Risk Officer . Galvanized by the 2018 scandal at a tiny branch in Estonia, the Copenhagen-based bank is about half-way through a revamp of its financial crimes controls, according to its new chief compliance officer She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. Horton is involved in a number of community activities, including serving on the board of UAB Health Services Foundation, St. Vincents Health Systems, Childrens of Alabama, Childrens Harbor and Lakeshore Foundation. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. He was a member of the Alabama Commission on Higher Education for nine years and served as the chairman from 1998 to 2000. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021), Smith began his banking career at Regions as a management trainee in 1981. Plimpton joined Regions in 2020, following an 18-year career at General Electric. Prior to joining Regions in 2011, Gale was a founding partner of Maynard Cooper & Gale PC in Birmingham, Alabama. M. Deron Smithy Lusco graduated from the University of Mississippi with a bachelors degree in business administration and is a CPA in Alabama and Mississippi. Before his tenure in banking, Keenan spent over 10 years with the Frito Lay division of Pepsico. Design a human-centric compliance culture. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Core Product Marketing. She leads the companys Legal, Government Affairs, and Corporate Governance departments. John M. Turner, Jr. Before joining KPMG, Lusco was with Arthur Andersen's Birmingham, Alabama, office from 1989 to 2002 and was managing partner from 1996 to 2002. Meet Andrew Nix. Andy began his career at NCR Corporation holding Senior Sales Account Management roles throughout the Southeast, with primary focus on ATMs. Gale reports directly to CEO John Turner and is a member of the companys Executive Leadership Team. The LifeGreen color is a trademark of Regions Bank. 78 Code Compliance Officer Jobs in Tempe, AZ - Ziprecruiter.com He later moved into human resources roles in the areas of recruitment, associate relations, and organizational development. Gartner Terms of Use Keenan has more than 25 years of human resources experience and has been in his current role since 2010. Tammy Ridley, SVP, CAMS - Chief Compliance Officer - Regions - LinkedIn During her tenure she has also been responsible for Credit Policy, Credit Administration, Risk Analytics, and Problem Asset Management. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. By clicking the "Access Your Download" button, you are agreeing to the Additional information about Regions and its full line of products and services can be found at www.regions.com. All rights reserved. ET In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. At Cognilytics, he helped banks address data and models for various regulatory filings, including Comprehensive Capital Analysis and Rreview (CCAR), DFAST and Basel. Download our eBookto explore the key actions for CCOs heading into 2022: By clicking the "Continue" button, you are agreeing to the General Counsel and Corporate Secretary. He is also a member of the United Ways Tocqueville Society. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. Are Not Insured by Any Federal Government Agency, Are Not a Condition of Any Banking Activity. Pichel began his career as a financial analyst with General Motors. Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. He leads the companys Executive Leadership Team. BIRMINGHAM, Ala.-- ( BUSINESS WIRE )-- Regions Bank . September 13 Law and regulation In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Prior to assuming his current role, he. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. Senior Executive Vice President 2023 Regions Bank. Scott Peters serves as the head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Senior Executive Vice President Logan Pichel serves as the Head of Enterprise Operations, which includes Deposit Operations, Payment Operations, Fraud and Cash Operations, Card and ATM Operations, Loan Operations, Loan Servicing, Collections and the Contact Center. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. He is a fellow of the American Bar Foundation and has served on the Board of Directors of the American Judicature Society. She joined Regions in 2003 to lead Consumer Credit Risk. BIRMINGHAM, Ala. -- (BUSINESS WIRE)-- Regions Bank on Thursday announced Scott Peters will serve as Chief Transformation Officer for the company, and Kate Danella will serve as head of Regions' Consumer Banking Group - part of a multi-year initiative to create the Regions Bank of the future. Chief compliance officers (CCOs) are responsible for designing, implementing and monitoring the processes by which the company will comply with all applicable laws and regulations. Head of Enterprise Operations. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Mehlman received her bachelors degree from Cornell University. He is also a member of the companys Executive Leadership Team. Smith is a member of the companys Executive Leadership Team. Corporate governance is my passion. Senior Executive Vice President Andrew Nix will join Regions as chief governance officer on March 17. As Regions Chief Operating Officer, John Owen leads Enterprise Operations, Information Technology, Data and Analytics, Corporate Real Estate and Procurement, Corporate Marketing, and Digital Banking. Owen, who has held that position since 2018, will officially retire on March 15, 2021, the $145 billion-asset Regions said Tuesday. BIRMINGHAM, Ala.--(BUSINESS WIRE)--Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. He is a alumnus of the Graduate School of Banking at Louisiana State University. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. and During her career at Capital Group, she was a senior sales and service leader for Capitals institutional business, senior marketing leader for the global marketing organization, and strategy and business manager for the American Funds mutual fund business. He is also a member of the companys Executive Leadership Team. Regions News on Twitter: @RegionsNews. Paul, Seattle, and Portland. President, Regions Foundation. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). Leading compliance programs use the investigations process to foster a sense of organizational justice and combat a fear of retaliation. Suite 201, Tempe AZ 85283Sales Representativesince Feb 2011 Senior Executive Vice President This 32-page document allows for easier reading and reference. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. While stationed in Karlsruhe, Germany, Keenan was deployed during Operation Desert Storm where he was recognized with multiple leadership awards for his service. Most recently, Danella served as Head of Private Wealth Management. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. David Popwell President, Specialty Banking . By Jeremy King | February 9, 2021. When making the leap to a new position, almost half (46%) of executives across all functions underperform. Congratulations on your new role. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. William E. Horton Advisory Services are offered through Cetera Investment Advisers LLC. C. Keith Herron As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. Questions about becoming a Gartner client? Massey is responsible for all aspects of Regions Enterprise Operations, Technology and Data and Analytics. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. Critical Capabilities: Analyze Products & Services, Digital IQ: Power of My Brand Positioning, Magic Quadrant: Market Analysis of Competitive Players, Product Decisions: Power Your Product Strategy, Cost Optimization: Drive Growth and Efficiency, Strategic Planning: Turn Strategy into Action, Connect with Peers on Your Mission-Critical Priorities, Peer Insights: Guide Decisions with Peer-Driven Insights, COVID-19 Resources for Legal & Compliance, Legal and Compliance Risk Management Framework. Bill Ritter serves as Head of the Wealth Management group. He is a member of Regions Executive Leadership Team. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. Prior to being named in this position, he was the executive vice president of Field HR where he led the 2008 talent integration during the merger of Regions and AmSouth Bank. He also served two years as head of Business Lines, which included the Business Services, Consumer Services, Consumer Lending and Wealth Management groups, before becoming head of the Regional Banking Group in 2014. The foundation primarily supports three strategic priorities: Economic and Community Development; Education/ Workforce Readiness; and Financial Wellness. You should consult privacy disclosures at the linked website for further information. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. He joined Fidelity in 1998 from KeyBank, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Bank compliance officers evaluate policies/procedures and ensure they . Plimpton also served as General Counsel to several GE divisions, including Transportation and Energy. Senior Executive Vice President Chief transformation officers are an emerging role at banks, and Regions Financial is one financial institution that is thinking through the meaning of that position. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. Deputy Chief Risk Officer and Chief Credit Officer. Jim Pihera - Chief Compliance Risk Officer at Regions Bank - Wiza Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. President and Chief Executive Officer of Regions Financial Corporation. Before moving into his current role as head of Commercial Banking in 2016, he has managed several areas in both Consumer and Business Services including BankCard, Consumer Lending, Business Banking, as well as Consumer Loan and Deposit Product Management teams. New compliance officers face an overwhelming amount of tasks during their first few months. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. Senior Executive Vice President Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Keenan earned a bachelors degree in Political Science from Furman University. Building a detailed plan. She is a member of the companys Executive Leadership Team. Raber earned an MBA in Finance from Kent State University and a bachelors degree in International Studies/Economics from the University of North Carolina. You should consult privacy disclosures at the linked website for further information. Chief Legal Officer and Corporate Secretary. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. In this capacity, he was a key member of the leadership team which led the bank through the 2008 financial crisis, subsequently creating an industry-leading organizational culture as recognized by Gallups Exceptional Workplace Award six years in a row. Executive Vice President He was named president in December 2017. C. Ward Cheatham Gartner Terms of Use Prior to joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.4 trillion in assets.